Because we are both a broker dealer and a Registered Investment Advisor, our clients can choose a transaction-based or fee-based program, depending on what best fits their needs and objectives. We are able to utilize the services of over 300 independent investment managers.
We have access to an extensive inventory of new issue and secondary corporate and agency bonds, along with an equally extensive tax free municipal bond inventory.
NOT INSURED BY FDIC OR ANY FEDERAL GOVERNMENT AGENCY-MAY LOSE VALUE-NOT A DEPOSIT OF OR GUARANTEED BY A BANK OR ANY BANK AFFILIATE
Customer accounts are held by Wells Fargo Clearing Services, LLC., a division of Wells Fargo Corporation.Member of SIPC, which protects securities customers of its members up to $500,000 (including $100,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org. Wells Fargo has obtained additional protection, at no cost to you, for the remaining net equity balance, if any, of the cash and securities in your accounts. This coverage does not protect against losses from any change in the market values of investments.